Policy Analysis / March 2026

New York's
Startup Tax Problem

New York currently conforms to the federal QSBS exclusion. A new proposal would reverse this, taxing startup gains that are tax-free in most competing states. Here is what the data says about what is at stake.

$28.5B

NYC VC Investment (2024)

$174.5B

Exit Value (6 Years)

809,000

Total Ecosystem Jobs

14.776%

Proposed Tax on QSBS

The Ecosystem

NYC Is a Startup Powerhouse

The #2 startup ecosystem on earth. More VC than Boston, LA, and Philadelphia combined.

According to the NY State Comptroller (Report 13-2026, October 2025), the New York-Newark metropolitan area attracted $28.5 billion of venture capital across 2,195 deals in 2024, representing 13.3% of the national total. The broader ecosystem generates $291 billion in economic output and $3.63 billion in direct fiscal revenue for the city and state.

$28.5B

VC Investment 2024

2nd nationally

2,195

VC Deals 2024

13.3% of US total

$174.5B

Exit Value (6yr)

Q3 2018 to Q2 2024

1,150

Exits (6yr)

IPOs + M&A

203,819

Tech Jobs (narrow)

Up 26% from 2019

809,000

Ecosystem Jobs

Direct + indirect

$291B

Economic Output

28% of city GDP

$3.63B

Fiscal Revenue

City + state

2,000+

AI Startups

NYC metro

35

Unicorns

$1B+ valuations

41%

Net Job Growth

Tech share since 2019

12,853

Tech Job Postings

March 2025, #1 in US

543

Seed/Series A Cos

Manhattan, est. (Carta)

$16M

Median Seed Pre$

Record high, Q4 2024 (Carta)

$78.7M

Median Series A

Post-money (Carta)

$120B

Funded on Carta

All startups, 2025

NYC Venture Capital Investment (2015 to 2024)

Source: NY State Comptroller Report 13-2026, PitchBook-NVCA

$10M

NYA Investment 2024

Into ~40 companies

~$500K

Typical Syndicate

Exactly the QSBS-relevant layer

$7.3M

Northeast Focus

73% deployed regionally

The Policy

What Is QSBS?

Section 1202 lets founders, angels, and early employees exclude gains on qualifying startup stock from tax. It targets the earliest, riskiest capital.

Requirements

+
C-Corp: Stock issued by a domestic C corporation
+
Original Issuance: Acquired directly from the company
+
$75M Asset Cap: Company gross assets under $75M at issuance (post-OBBBA)
+
5-Year Hold: Must hold 5+ years for 100% exclusion
+
Active Business: 80%+ of assets in qualified trade or business
+
$15M Exclusion: Greater of $15M or 10x basis per issuer (post-OBBBA)

Key Federal Data

$152B+Total gains excluded 2012-2022 (Treasury OTA WP-127)
$40B+Peak excluded gains in 2021
217,000Individual taxpayers who claimed exclusion
+10%Firm birth increase after 2010 expansion
+23%Patenting increase in eligible industries

How We Got Here

1993
IRC Section 1202 Enacted

Revenue Reconciliation Act of 1993 creates Section 1202 with a 50% exclusion for gains on qualifying small business stock held for 5+ years.

2003
AMT Preference Reduced

Jobs and Growth Tax Relief Reconciliation Act reduces the AMT preference item for QSBS gains from 42% to 28% of the excluded gain.

2009
Exclusion Increased to 75%

American Recovery and Reinvestment Act temporarily increases exclusion to 75% for QSBS acquired after Feb 17, 2009 and before Jan 1, 2011.

2010
100% Exclusion Introduced

Small Business Jobs Act provides 100% exclusion for QSBS acquired after Sept 27, 2010 and before Jan 1, 2012. Also eliminates AMT preference for 100% excluded gains.

2012
JOBS Act Expands Capital Formation

Jumpstart Our Business Startups Act creates Regulation Crowdfunding, permits general solicitation under Rule 506(c), establishes Emerging Growth Company IPO on-ramp, and broadens Regulation A+. Does NOT create or modify the QSBS exclusion.

2012
100% Exclusion Extended

American Taxpayer Relief Act of 2012 extends the 100% exclusion for QSBS acquired through 2013.

2014
Further Extension

Tax Increase Prevention Act of 2014 extends the 100% exclusion for QSBS acquired in 2014.

2015
100% Exclusion Made Permanent

Protecting Americans from Tax Hikes (PATH) Act makes the 100% exclusion permanent for all qualifying QSBS, regardless of acquisition date.

2025
OBBBA Expands QSBS Benefits

One Big Beautiful Bill Act (signed July 4, 2025) introduces tiered holding period (50% at 3 years, 75% at 4 years, 100% at 5+ years), raises per-issuer cap from $10M to $15M (indexed), and increases gross asset threshold from $50M to $75M (indexed). Applies to stock acquired after enactment.

2026
New York Proposes Decoupling

NY Senate Bill S8921/S8921A would require NY taxpayers to add back any federal Section 1202 exclusion, effectively eliminating the state-level QSBS benefit. Retroactive to January 1, 2025.

The Threat

NY Wants to Tax What the Feds Made Tax-Free

Senate Bill S8921/S8921A, sponsored by Senator Andrew Gounardes and included in the State Senate's FY 2026-2027 budget proposal, would add back any federal Section 1202 exclusion on New York state returns. Retroactive to January 1, 2025.

This means a NYC-resident founder who sold qualifying startup stock in 2025 expecting the gain to be excluded at both the federal and state level would face a retroactive state and city tax bill of up to 14.776% on gains that are $0 at the federal level. The same founder in Florida, Texas, or most other states would owe nothing in state tax.

14.776%

Tax on federally excluded gains

Combined NY State + NYC

$1.48M

New tax on $10M QSBS gain

For a NYC resident founder

Jan 1, 2025

Retroactive effective date

For gains already realized

State Comparison

Where would NY stand among competitor states?

StateTreatmentDetail
CaliforniaFull non-conformityDoes not recognize any QSBS exclusion. Full state taxation on excluded gains.
PennsylvaniaFull non-conformityNo QSBS exclusion recognized at state level.
MississippiFull non-conformityNo QSBS exclusion recognized at state level.
AlabamaFull non-conformityNo QSBS exclusion recognized at state level.
New JerseyRecently conformedEnacted conformity legislation effective Jan 1, 2026 (A4455/S4503).
New York (proposed)Proposed full non-conformityS8921/S8921A would decouple retroactive to Jan 1, 2025.
FloridaNo state income taxNo state income tax. QSBS conformity is moot.
TexasNo state income taxNo state income tax. QSBS conformity is moot.
WashingtonNo broad income taxNo broad income tax. Limited 7% capital gains tax enacted 2022 (over $270K threshold).
The Evidence

NYC Built Billions in Startup Value

Major exits where QSBS may plausibly have mattered. No public data proves qualification; it depends on private facts.

Etsy

April 2015

$3.5B (market cap at IPO)

IPOFounded 2005

Founded 2005, IPO 2015. Founders/early holders who held C-corp stock for 5+ years from original issuance may plausibly have had QSBS-eligible shares, subject to qualification requirements.

MongoDB

October 2017

$1.9B (IPO valuation)

IPOFounded 2007

Founded 2007, IPO 2017. Stock acquired at original issuance in a qualifying C-corp and held for 5+ years could plausibly have qualified for QSBS treatment.

Datadog

September 2019

$7.8B (IPO valuation)

IPOFounded 2010

Founded 2010, IPO 2019. Founders/early investors who received stock at original issuance and held for 5+ years may plausibly have qualified, depending on C-corp status and asset thresholds at time of issuance.

Peloton

September 2019

$8.1B (IPO valuation)

IPOFounded 2012

Founded 2012, IPO 2019. Early stockholders with 5+ year holding from original C-corp issuance may plausibly have had QSBS-eligible shares.

Squarespace

May 2021

$6.8B (reference price)

Direct ListingFounded 2003

Founded 2003, listed 2021. Long holding period supports QSBS eligibility for earliest stockholders, subject to C-corp status and asset thresholds at issuance.

Warby Parker

September 2021

$6.0B (reference price)

Direct ListingFounded 2010

Founded 2010, listed 2021. Founders/early investors who held qualifying stock for 5+ years may plausibly have qualified.

Oscar Health

March 2021

$7.9B (IPO valuation)

IPOFounded 2012

Founded 2012, IPO 2021. Early C-corp stockholders who met the 5-year holding requirement may plausibly have had QSBS-eligible gains. Important caveat: insurance companies may be excluded from QSBS eligibility under IRC Section 1202(e)(3), which excludes financial services and insurance businesses. Whether Oscar's technology-driven model would be classified primarily as 'insurance' (excluded) or 'technology' (qualifying) is a nuanced question that adds significant uncertainty.

Compass

April 2021

$8.0B (IPO valuation)

IPOFounded 2012

Founded 2012, IPO 2021. Important caveat: Compass operates as a real estate brokerage. Under IRC Section 1202(e)(3), businesses involving real property brokerage are among the excluded categories. This creates substantial uncertainty about QSBS eligibility despite meeting C-corp, holding period, and asset size requirements.

Braze

November 2021

$5.5B (IPO valuation)

IPOFounded 2011

Founded 2011, IPO 2021. 10-year gap easily satisfies 5-year holding. Founders/early investors may plausibly have had QSBS-eligible shares.

Sprinklr

June 2021

$5.2B (IPO valuation)

IPOFounded 2009

Founded 2009, IPO 2021. 12-year holding period for founders easily exceeds 5-year requirement. May plausibly have qualified depending on C-corp status at issuance.

Rent the Runway

October 2021

$1.7B (IPO valuation)

IPOFounded 2009

Founded 2009, IPO 2021. Early stockholders with 5+ year holding may plausibly have had QSBS-eligible shares.

DigitalOcean

March 2021

$5.0B (IPO valuation)

IPOFounded 2011

Founded 2011, IPO 2021. Founders/early investors who held qualifying C-corp stock for 5+ years may plausibly have qualified.

Flatiron Health

April 2018

$1.9B

Acquisition (Roche)Founded 2012

Founded 2012, acquired 2018. Only 6 years from founding to exit. Founders who held from original issuance may have satisfied the 5-year requirement if stock was issued early enough.

Tumblr

June 2013

$1.1B

Acquisition (Yahoo)Founded 2007

Founded 2007, acquired 2013. The 100% exclusion applied to stock acquired after Sept 27, 2010, so pre-2010 shares would have had a lower exclusion rate (50% or 75%). QSBS relevance depends on when specific shares were issued.

Wiz

March 2026

$32B (all-cash, largest cybersecurity acquisition ever)

Acquisition (Google/Alphabet)Founded 2020

Founded 2020, acquired 2025-2026. Borderline 5-year holding period. Complicated by Israeli origins and rapid asset growth. Wiz raised massive rounds quickly ($100M in 2021, $300M in 2022, $1B in 2024), so aggregate gross assets likely exceeded $50M early on, limiting which share issuances qualify. Only the earliest shares may plausibly have been QSBS-eligible, if issued from a domestic C-corp when assets were under $50M.

Peloton

September 2019

$8.1B (IPO valuation)

IPOFounded 2012

Founded 2012 but Delaware C-corp incorporated March 2015. IPO was September 2019, only ~4.5 years after incorporation. Shares from the Delaware C-corp may NOT have met the 5-year holding requirement at IPO. Founders who continued holding beyond March 2020 could have met the requirement on later sales.

The Math

How Much Revenue Could NY Gain?

The honest answer: nobody knows precisely. There is no public registry of QSBS issuances (Treasury OTA WP-127 confirms this). Any estimate must be scenario-based.

We start with an annualized NYC exit base of ~$29.1 billion (from $174.5B over ~6 years). Only a fraction represents gains that are both QSBS-eligible and realized by NY residents. Most exit value goes to institutional investors (VCs, PE) who don't benefit from Section 1202, to employees who held stock too briefly, or to out-of-state holders. ITEP estimates $152.1M in 2026, growing to $261.7M by 2031. Our scenarios bracket a wider range.

Low (5% QSBS share)

$215M/yr

Combined state + city

State only: $159M/yr

Gain base: $1.455B on $29.1B exit base

Base (10% QSBS share)

$430M/yr

Combined state + city

State only: $317M/yr

Gain base: $2.91B on $29.1B exit base

High (15% QSBS share)

$645M/yr

Combined state + city

State only: $476M/yr

Gain base: $4.365B on $29.1B exit base

Interactive Stress Test

What If Investment Leaves?

Drag the sliders below to model how different levels of capital flight, founder relocation, and angel pullback would cascade through NYC's startup ecosystem over five years.

All three inputs are interconnected. When founders leave, fewer startups get built, which means less demand for VC. When angel investors pull back, the seed pipeline shrinks, which reduces the flow of companies into Series A and beyond. The chart and impact cards below update in real time as you adjust each input.

VC Activity Pullback5%

How much less institutional VC flows into NYC startups each year. Even 5% of $28.5B is $1.4 billion.

Founder/Investor Flight3%

Share of pre-exit founders and early investors who relocate to tax-free states before liquidity events. Each founder who leaves takes their next startup with them.

Angel Investment Reduction10%

Reduction in NYC angel capital. Angels are QSBS's core beneficiaries. Less angel money means fewer seed rounds and a thinner pipeline into venture.

Combined Ecosystem Drag

8.9%

The three inputs compound: 5% direct VC pullback + 2.4% from founder flight (fewer startups built) + 1.5% from angel reduction (thinner seed pipeline).

Annual Impact on NYC

-$2.5B

VC Investment Lost

8.9% of $28.5B annually

-$50M

Angel Capital Lost

10% of ~$500M NYC angel market

-18,140

Direct Tech Jobs Lost

8.9% of 203,819 positions

-21,768

Indirect Jobs Lost

1.2x multiplier (HR&A study)

~450

Founders Relocating

3% of ~15K NYC founders/yr

-11

Startups Not Formed

Companies that never get built in NY

-$1.6B

Future Exit Value Lost

Pipeline that moves elsewhere

-$323M

Fiscal Revenue at Risk

8.9% of $3,630M

QSBS Tax Gained

+$430M/yr

Base-case estimate from decoupling

Ecosystem Revenue Lost

-$323M/yr

From reduced tech sector activity

Net Fiscal Result

+$107M/yr

Net positive (but at what cost?)

5-Year NYC Venture Capital Projection

Green line: baseline assuming 5% annual growth. Red line: projected trajectory with a combined 8.9% annual ecosystem drag from VC pullback (5%), founder flight (3%), and angel reduction (10%).

The gap widens each year because the effects compound. Fewer founders means fewer startups means less VC demand means fewer exits means less reinvestment.

Baseline: $36.4B by 2030
Stressed: $22.8B by 2030
Annual gap by 2030: $13.6B
Cumulative 5yr loss: $40.3B

The Revenue Comes at a Cost

At current slider settings, here is what happens each year:

  • NY gains ~$430M from taxing QSBS gains that were previously excluded.
  • NY loses ~$323M in fiscal revenue from a smaller tech ecosystem.
  • 18,140 direct tech jobs and 21,768 indirect jobs are at risk.
  • An estimated 450 founders relocate, taking their next startups with them.
  • About 11 fewer startups get formed in NY, reducing the future exit pipeline.
  • Over 5 years, NY misses out on $40.3B in cumulative VC investment.

Even in this scenario where the direct tax revenue is positive, the jobs lost, the founders who leave, and the startups that don't get built represent a much larger long-term cost that is harder to measure.

Migration Risk

New York Is Already Losing People

IRS Statistics of Income data shows New York has been losing substantial adjusted gross income to interstate migration for years. The question is whether QSBS decoupling accelerates this trend for the specific people who matter most to the startup ecosystem.

The academic evidence is nuanced. Cristobal Young's landmark Stanford research shows aggregate millionaire migration is modest. But the relevant population here is not millionaires in general. It is founders and early investors who are planning liquidity events, have high geographic flexibility, and can calculate exactly how much they save by moving to a zero-income-tax state before a sale. For them, the math is specific and the incentive is large.

$111B

AGI Lost to Migration

Past decade (IRS SOI)

262,000

People Left in 2020

$24.5B in AGI

60,000+

Moved to Florida

From NY, 2021-2022 est.

0.5%

Millionaire Migration Rate

Per tax increase (Young)

Academic Evidence

  • *Young (Stanford, ASR 2016): Aggregate millionaire migration is modest (~0.5% per tax hike). Revenue raised exceeds revenue lost.
  • *But founders planning exits are NOT average millionaires. They have high geographic flexibility and can calculate exact savings.
  • *Chen & Farre-Mensa: 10% increase in firm births after 2010 QSBS expansion shows the incentive drives real economic activity.
  • *Moretti (UC Berkeley): Each high-tech job creates up to 5 additional local service jobs (magnitude debated in literature). Losing tech workers has outsized impact.
  • *NBER: 1% state tax hike is associated with 1.8% higher net outflow of innovators.

Scenario Table

Bottom Line

The Argument

New York is not talking about some abstract tax preference. It is talking about changing the after-tax economics for founders, angels, and early employees in one of the largest startup ecosystems in the country.

The federal government just expanded QSBS benefits. New Jersey just adopted conformity. New York is proposing to move in the opposite direction, retroactively.

A state that captures a larger share of current gains while reducing the incentive to generate future gains may find itself with less of both over time.

For Founders and Investors

  • A $10M QSBS gain creates a $1.48M incentive to leave New York before sale.
  • NYC startups generated $174.5B in exit value across 1,150 exits in 6 years.
  • NYA members invested $10M into ~40 companies in 2024. Angel capital is QSBS-relevant.
  • The federal OBBBA just expanded QSBS benefits. NY would move against this trend.

For Policymakers

  • The NYC tech ecosystem supports 809,000 jobs and $291B in economic output.
  • Tech accounts for 41% of NYC's net job growth since 2019.
  • NY has lost $111B in AGI to interstate migration over the past decade.
  • California's non-conformity drives founder relocation, not reduced startup formation.
  • NJ just adopted QSBS conformity. NY would be moving against its neighbor.
Sources

All Sources

Federal Legal

New York Legislative

Ecosystem Reports

Academic Papers

Law Firm Analyses

Migration Data

Exit & Industry